Compliance Intern

What you'd do

• Support ongoing compliance reviews and projects involving personal securities disclosures, trade data analysis, policy reviews, outside business activities, and off-channel communications.
• Conduct regulatory research, review changes to rules and regulations, identify potential program gaps, and help evaluate possible solutions.
• Maintain trackers, prepare reports, analyze data, update documentation, and assist with compliance audits and daily team activities.
• Support surveillance activities by running reports and documenting supervision of trading activity for financial professionals and clients.
• Complete investment product due diligence and ad hoc research used to develop compliance training and presentations.
• Attend meetings with department leadership, observe decision-making, and collaborate with other departments to gain broader industry exposure.
• Use Outlook, Word, Excel, Microsoft Copilot, SharePoint, RegEd, the Personal Securities Disclosure system, and CLIC Trade Review.

What they want

• Current undergraduate student pursuing Business, Finance, Legal Studies, or a related field.
• Strong written and verbal communication, attention to detail, critical thinking, and analytical skills.
• Ability to work independently and collaboratively while managing assigned responsibilities.
• Curiosity about regulatory requirements, Cambridge policies, and the reasoning behind compliance practices.
• Confidence asking questions, conducting research, and communicating professionally.
• Initiative to seek cross-functional learning and collaboration opportunities.
• Premium benefit package including medical, vision, dental, life and long-term disability insurance
• Vacation/sick time
• 401K retirement plan with company matching program
• Eleven paid holidays