The board
- Hours
- Full time
- Where
- Greenville, South Carolina
- Apply by
- End Date: October 15, 2026
- Posted
- Yesterday
Work Location:
Greenville, South Carolina, United States of America
Hours:
40
Pay Details:
$72,280 - $117,520 USD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
Line of Business:
TD WealthJob Description:
The Central Super…
What you'd do
- Performs various monitoring activities including trade and electronic communication reviews on a day-to-day basis, adhering to established SLAs
- Reviews and dispositions flagged trades, trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates matters to the field supervision team
- Reviews and dispositions identified electronic communications, including email, texting, and social media and escalates matters to the field supervision team
- Performs employee trade monitoring and other supervisory functions delegated to the Centralized Supervisory Unit
- Prepares various trend reporting used by the field supervision team in their oversight of Firm business to help identify trends areas of concern
- Responds to inquiries, both internal and external, to produce various evidence of performed activities, as needed
- Assists with the development and maintenance of the department's written supervisory and desktop procedures
- Proactively identifies areas for process improvement and/or enhanced risk identification
- College degree or equivalent experience required.
- 5+ years of Brokerage industry experience
About TD Bank
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world.
- Starts
- 2026-10-01